Signup as a Tutor

As a tutor you can connect with more than a million students and grow your network.


Submit your enquiry for Uk Financial Regulations

Please enter valid question or comment

Please enter your name.

Please enter valid Phone Number

Please enter the Pin Code.

By submitting, you agree to our Terms of use and Privacy Policy

Connect With Intelivisto consulting

You have reached a limit!

We only allow 20 Tutor contacts under a category. Please send us an email at for contacting more Tutors.

You Already have an UrbanPro Account

Please Login to continue

Please Enter valid Email or Phone Number

Please Enter your Password

Please Enter valid Password or OTP

Forgot Password? Resend OTP OTP Sent

Sorry, we were not able to find a user with that username and password.

We have sent you an OTP to your register email address and registered number. Please enter OTP as Password to continue

Further Information Received

Thank you for providing more information about your requirement. You will hear back soon from the trainer


Uk Financial Regulations

Uk Financial Regulations

Online Instructor led Course

Platform: Intelivisto Online Workshop


No Reviews Yet
0 Interested

About the Course

It provides regulatory framework for UK Financial Services and related regulations and legislations underpinning the financial markets and the conduct of investment business.

Topics Covered

The Regulatory Environment * The Financial Services and Markets Act 2000 * Associated Legislation and Regulation * The FCA Conduct of Business Sourcebook / Client Assets * Complaints and Redress *

Who should attend

Students pursuing career in finance
Front office & back office personals of broking firms
Finance professionals
Corporate hedgers
Risk managers


The FCA Conduct of Business Sourcebook / Client Assets * Complaints and Redress

What you need to bring

Laptop/PC and internet

Key Takeaways

The Regulatory Environment, The Financial Services and Markets Act 2000
There are no Reviews yet. Be the First to Review
Questions and Comments

Thousands of experts Tutors, Trainers & other Professionals are available to answer your questions

Comment ?

Questions Guidelines

  • Start your question with simple statements like "what", "when", "where", or "how".
  • Ensure your question or answer is not offensive or insensitive - it may be voted down or banned.
  • Please provide as much detail as possible as this will allow our members to better understand and respond to your question.
  • Take some time to categorize your question. This will greatly help other users find the question.

You can add upto 6 Images


There are no Reviews yet. Be the First to Review

Date and Time

Not decided yet.

cash back100% Money Back Guarentee

About the Trainer

Gaurav Pal

MBA from IIT Roorkee

Gaurav completed his MBA from IIT Roorkee. In last 10 years of his professional career, he has been active in opening up various international markets in launching new products. He has trained hundreds of people in India and abroad on emerging concepts in Financial markets domain and has been associated with NCDEX to train brokerage companies in India on their behalf.
Seats Left-

Students Interested 0

Course Id: 15205