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Uk Financial Regulations

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Course type: Online Instructor led Course

Platform: Intelivisto Online Workshop

Course ID: 15205

Course type: Online Instructor led Course

Platform: Intelivisto Online Workshop

Students Interested 0 (Seats Left 0)

₹ 22,470

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Gaurav Pal

MBA from IIT Roorkee

About Gaurav Pal

Gaurav completed his MBA from IIT Roorkee. In last 10 years of his professional career, he has been active in opening up various international markets in launching new products. He has trained hundreds of people in India and abroad on emerging concepts in Financial markets domain and has been associated with NCDEX to train brokerage companies in India on their behalf.
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About the Course

It provides regulatory framework for UK Financial Services and related regulations and legislations underpinning the financial markets and the conduct of investment business.

Topics Covered

The Regulatory Environment * The Financial Services and Markets Act 2000 * Associated Legislation and Regulation * The FCA Conduct of Business Sourcebook / Client Assets * Complaints and Redress *

Who should attend

Students pursuing career in finance
Front office & back office personals of broking firms
Finance professionals
Corporate hedgers
Risk managers

Pre-requisites

The FCA Conduct of Business Sourcebook / Client Assets * Complaints and Redress

What you need to bring

Laptop/PC and internet

Key Takeaways

The Regulatory Environment, The Financial Services and Markets Act 2000

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Students Interested 0 (Seats Left 0)

₹ 22,470

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